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Prime Brokerage Compliance Professional

Morgan Stanley · mumbai, IN
FinanceBanking/Financecomplianceregulatoryrisk managementfinanceoperationsanalysis

The Prime Brokerage Compliance Professional will provide compliance coverage and support for Prime Brokerage, Securities Lending, and Fund Administration businesses. Responsibilities include regulatory guidance, policy implementation, and training delivery. The role requires collaboration with various stakeholders to identify and remediate compliance risks.

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