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Broker Dealer Regulatory Reporting Analyst

Barclays · mumbai, India
regulatory reportingcompliancefinancial analysisauditrisk managementexperienced

Job Description

Join Barclays as a Broker Dealer Regulatory Reporting Analyst, where you’ll support daily reserve formula computation and ensure compliance with U.S. broker-dealer regulatory requirements. You will prepare and submit mandatory reports to governing bodies, oversee audit requests, and maintain adherence to standards. This role requires attention to detail and effective communication with stakeholders.

Qualifications

SEC/FINRA Broker Dealer Regulatory Reporting or equivalent large institution reporting experience

Skills Required

  • regulatory reporting
  • compliance
  • financial analysis
  • audit
  • risk management

Location

City: mumbai · Country: India