Compliance Officer
Macquarie · mumbai, India
complianceregulatoryasset managementinvestment adviserssecurities lawsfund originationbusiness developmentexperienced
Job Description
This role involves supporting the US compliance program for an SEC-registered investment adviser, advising on regulatory matters and managing compliance reviews. You will collaborate with business teams, oversee compliance for new transactions, and prepare regulatory reports. The position requires expertise in the Investment Advisers Act and Investment Company Act of 1940.
Qualifications
4 to 8 years Compliance experience in asset management, knowledge of US securities laws, commercial mindset.
Skills Required
- compliance
- regulatory
- asset management
- investment advisers
- securities laws
- fund origination
- business development
Location
City: mumbai · Country: India